LEVEL FOUR CAPITAL MANAGEMENT

Overview

Level Four Capital Management is an SEC-registered investment adviser organized as an LLC that operates as a capital allocator for individual, family and institutional clients. The firm charges fees as a percentage of assets under management and focuses on discretionary portfolio management for individuals and small businesses, while also selecting outside managers on clients’ behalf and delivering educational seminars. It is not organized as an active ESG investor and does not act as a multi-state adviser. Investment emphasis skews toward publicly traded equities and exchange-traded funds as the primary building blocks of client portfolios, combined with deliberate allocations to private-market and alternative strategies. The firm’s business model includes working with other financial industry providers — including broker-dealers, trust companies, municipal advisors and insurance firms — to implement client solutions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices