Level Four Capital Management

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$391K

Accounts

3,533

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 304792
Registered since: November 22, 2019
Website: levelfourcapital.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI58.58%
Individuals26.13%
Corporations / Businesses12.07%
Pension & Profit Sharing Plans2.48%
Charitable Organizations0.74%
Services: Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Capital Management is an SEC-registered institutional RIA (registered in 2019) organized as an LLC that serves both individual/family and institutional clients on a fee‑for‑assets basis. The firm acts as a capital allocator and provides portfolio management for individuals and small businesses, alongside selection of other advisers and investor education through seminars and workshops. It lists multiple industry affiliations—broker‑dealer, other investment adviser, registered municipal advisor, trust company, accountant, and insurance company—which suggests a multi-disciplinary support network for client solutions. The firm does not identify as an active ESG investor.