Level Four Capital Management

RIASEC RegisteredEst. 2019

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$391K

Accounts

3,533

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 304792
Registered since: November 22, 2019
Website: levelfourcapital.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI58.58%
Individuals26.13%
Corporations / Businesses12.07%
Pension & Profit Sharing Plans2.48%
Charitable Organizations0.74%
Services: Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Capital Management is a privately held investment adviser that manages portfolios for individuals, families and institutional clients. The firm operates on a percentage-of-assets fee model and highlights portfolio management for individuals and small businesses, plus manager selection and client education through seminars and workshops. Its regulatory record shows SEC registration in 2019, and the firm is identified as a capital allocator that uses third-party managers to access certain strategies. The firm is not flagged as an active ESG investor. Industry links reported on the firm include relationships with broker-dealers, other investment advisers, registered municipal advisors, trust companies, accounting firms and insurance providers, reflecting a networked approach to servicing clients who may need custody, trust, tax or insurance capabilities alongside investment management.