Sigma Americas Securities LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
207515
Registered since
November 30, 2015

Firm profile

FINTRX

Overview

Sigma Americas Securities LLC is organized as a limited liability company and appears in SEC registration records dating to 2015. Ownership is identified as a mix of a domestic entity and an individual. The firm's public classification is listed as unclassified. Available regulatory snapshot fields indicate Sigma Americas is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser. It is not described as a pension consultant or a related adviser. The firm's filings provide no explicit descriptions of its advisory activities, client base, or fee structure.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Steve Solano

    Steve Solano

    Chief Compliance OfficerCRD 1650853

Contacts

2 of 2
  • Richard Onesto

    Richard Onesto

    FinOpCRD 2453096

  • Richard Scalice

    CRD 4327024

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
125 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth