SIGMA AMERICAS SECURITIES LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
207515
Registered since
November 30, 2015

Firm profile

FINTRX

Overview

Sigma Americas Securities LLC is an SEC-registered limited liability company that began registration in 2015. Public records classify the firm as unclassified and list its ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, and it does not flag itself as an active ESG investor, multi-state adviser, pension consultant, or related adviser. The dataset provides no detail about its advisory or brokerage activities, fee schedule, or target client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • RICHARD ONESTO

    CFO/FINOPCRD 2453096

  • STEVE SOLANO

    Chief Compliance OfficerCRD 1650853

Contacts

1 of 1
  • RICHARD SCALICE

    CRD 4327024

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
125 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth