Shah Capital Management

RIASEC RegisteredEst. 2005
Total AUM
$768M
Discretionary
$768M
100% of AUM
Avg account
$9.3M
Accounts
83
Employees
4
Advisory reps
2

Firm details

Headquarters
Raleigh, North Carolina
CRD number
133941
Registered since
February 4, 2005
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles87.82%
  • HNWI7.82%
  • Individuals2.45%
  • Other1.91%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Shah Capital Management is a privately held corporation that has been SEC-registered since 2005 and operates as a hedge fund advisor. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its advisory scope includes separate account portfolio management for individuals and small businesses and management of pooled investment vehicles; the firm also acts as sponsor, general partner and managing member of pooled funds it manages. Compensation combines a percentage-of-assets fee with performance-based fees, reflecting a traditional hedge-fund alignment. Shah Capital is not identified as an active ESG investor, is not classified as a multi-state adviser, and does not list pension consultancy or a related-adviser relationship.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 25%, Cash & Cash Equivalents 13%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds25%
  • Cash & Cash Equivalents13%

Owners & executives

1 of 1
  • Himanshu Shah

    Himanshu Shah

    Founder, President and Chief Investment OfficerCRD 2121411

Contacts

1 of 1
  • Chaya Rao

    Chaya Rao

    DirectorCRD 5486956

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$20.1M in ETFs

Passive

100%

$20.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$20.1M342,990100.00%

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
2301 Sugar Bush Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth