COLLEGIATE CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2005

Total AUM

$653M

Discretionary

$608M

93% of AUM

Avg account

$328K

Accounts

1,992

Employees

8

Advisory reps

5

Firm details

Headquarters: RALEIGH, North Carolina
CRD number: 118205
Registered since: September 1, 2005
Website: collegiatecapital.com
Custodians: CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure: Percentage of AUM
Client types: HNWI84.62%
Individuals12.93%
Corporations / Businesses1.91%
Pension & Profit Sharing Plans0.54%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Collegiate Capital Management, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2005. The firm operates as a capital allocator and charges clients on a percentage-of-assets basis. Its client mix includes individuals, families and institutional accounts. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, and pension consulting. Collegiate does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds53%
Other28%
Exchange Traded Equities8%
US Government Bonds5%
Cash & Cash Equivalents5%

Owners & executives

3 of 3

DEREK WALKER
Vice President And Chief Investment OfficerCRD 2205241
ERIN CAPPS
Director of Compliance, COOCRD 5243456
TONY SIGMON
President and Chief Compliance OfficerCRD 2401700

Contacts

2 of 2

DANIEL SIGMON
Vice President of Financial PlanningCRD 5492099
CORY CAPPS
Senior Vice President of Investment ManagementCRD 4737732

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area: Raleigh-Durham-Cary, NC
Region: South
County: WAKE
Address: 214 New Bern Pl
Time zone: ET (UTC-5)
Office locations

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