Physicians Financial Services, Inc.
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 118519
- Registered since
- June 8, 2006
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.97%
- Individuals5.82%
- Corporations / Businesses3.88%
- Pension & Profit Sharing Plans3.3%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Physicians Financial Services, Inc. is a small, privately owned advisory firm that focuses on serving individual and family clients, with an emphasis on wealth management and financial planning for physicians and similar professionals. The firm has been SEC-registered since 2006 and operates as a capital allocator, offering portfolio management, financial planning and the selection of outside managers. It charges clients by a mix of AUM fees, hourly rates and fixed fees and does not position itself as an ESG investor. The adviser is organized as a corporation and identifies its client base principally as individuals and families rather than institutional pension plans.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Cash & Cash Equivalents14%
- Public Funds/Mutual Funds6%
Contacts
3 of 3James Parker
Registered RepresentativeCRD 4026477
William Sigmon
Financial AdvisorCRD 7861726
Cornelius Mcdonald
Vice PresidentCRD 1288377
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$2M in ETFs
100%
$2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $1.1M | 9,077 | 53.69% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 100 E Six Forks Rd
- Time zone
- ET (UTC-5)
- Office locations
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