Physicians Financial Services, Inc.
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 118519
- Registered since
- June 8, 2006
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.97%
- Individuals5.82%
- Corporations / Businesses3.88%
- Pension & Profit Sharing Plans3.3%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Physicians Financial Services, Inc. is an independent registered investment adviser that has been SEC-registered since 2006. The firm focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. Its fee arrangements include asset-based fees, hourly billing, and fixed fees. The firm acts as a capital allocator, deploying client capital into third-party managers and alternative strategies, and maintains industry relationships with broker-dealers, other advisers, and accounting professionals. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Cash & Cash Equivalents14%
- Public Funds/Mutual Funds6%
Contacts
3 of 3James Parker
Registered RepresentativeCRD 4026477
Cornelius Mcdonald
Vice PresidentCRD 1288377
William Sigmon
Financial AdvisorCRD 7861726
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$2M in ETFs
100%
$2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $1.1M | 9,077 | 53.69% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 100 E Six Forks Rd
- Time zone
- ET (UTC-5)
- Office locations
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