TRADEWINDS, LLC
Firm details
- Headquarters
- RALEIGH, North Carolina
- CRD number
- 316415
- Registered since
- November 4, 2021
- Website
- tradewinds.global
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI78.61%
- Individuals17.76%
- Pension & Profit Sharing Plans2.26%
- Corporations / Businesses1.38%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Tradewinds, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm is individually owned and serves both high-net-worth individuals and institutional clients, offering financial planning and discretionary portfolio management for individuals, small businesses and institutional entities. Compensation comes through a mix of asset-based fees and fixed-fee engagements. The firm reports a clear orientation toward equity management and uses third-party managers for alternative exposures rather than acting as a capital allocator itself. Tradewinds does not identify as an ESG-focused manager and operates under a single-state registration profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- State & Local Bonds9%
- Cash & Cash Equivalents6%
- US Government Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2Ian Meiksins
Chief Compliance OfficerCRD 6911401
TIMOTHY WHITNEY
Chief Executive OfficerCRD 4560097
Contacts
3 of 9TODD SHAND
Managing DirectorCRD 3189361
JAMES BOWIE
ParaplannerCRD 7648744
Emma Schneider
Registered Client Service AssociateCRD 8061141
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$8.7M in ETFs
98%
$8.5M
2%
$201K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH ETF (IWF) | BlackRock | Passive | Large Growth | $477K | 3,972 | 5.45% |
Location
RALEIGH, NC
WAKE
Location
RALEIGH, NC
Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- WAKE
- Address
- 4600 Marriott Dr
- Time zone
- ET (UTC-5)
- Office locations
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