Tradewinds, LLC
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 316415
- Registered since
- November 4, 2021
- Website
- tradewinds.global
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI78.61%
- Individuals17.76%
- Pension & Profit Sharing Plans2.26%
- Corporations / Businesses1.38%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Tradewinds, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2021. The firm serves both individual & family and institutional clients and charges fees based on a percentage of assets under management and on fixed-fee engagements. Its advisory offerings include financial planning and discretionary portfolio management for individuals, small businesses, and institutional or business clients. Tradewinds does not present itself as a capital allocator and reports that it is not an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- State & Local Bonds9%
- Cash & Cash Equivalents6%
- US Government Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2Ian Meiksins
Chief Compliance OfficerCRD 6911401
Timothy Whitney
Chief Executive OfficerCRD 4560097
Contacts
3 of 9
Todd Shand
Managing DirectorCRD 3189361
James Bowie
ParaplannerCRD 7648744
Emma Schneider
Registered Client Service AssociateCRD 8061141
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 76Active vs passive
$128M in ETFs
97%
$124M
3%
$4.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI USA QUALITY FACTOR ETF (QUAL) | BlackRock | Passive | Large Blend | $33.9M | 89,609 | 26.52% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 4600 Marriott Dr
- Time zone
- ET (UTC-5)
- Office locations
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