Capital Investment Counsel Inc
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 104591
- Registered since
- March 20, 1984
- Website
- www.capital-invest.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI77.29%
- Individuals11.96%
- Pension & Profit Sharing Plans5.68%
- Corporations / Businesses5.03%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Capital Investment Counsel Inc is an independent registered investment adviser that has been SEC-registered since 1984. The firm serves both individual/family clients and institutional accounts, offering financial planning and portfolio management primarily for individuals and small businesses. Capital Investment Counsel operates as a corporation with a domestic/individual ownership structure and maintains a relationship as a registered representative of a broker-dealer. Its fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, and commission-based charges. The firm reports an equity-oriented investment preference and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents7%
- Public Funds/Mutual Funds3%
- Other1%
Owners & executives
2 of 2
Ronald King
Chief Compliance OfficerCRD 2530489
Richard Bryant
CEO and Co-FounderCRD 1069685
Contacts
3 of 4
William Eddins
Vice PresidentCRD 1724993
Richard Battle
Investment AdvisorCRD 2349045
Kurt Dressler
Vice PresidentCRD 2381036
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 125Active vs passive
$93.4M in ETFs
95%
$88.9M
2%
$4.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| F/M US TREASURY 3 MONTH BILL FUND (TBIL) | Passive | Ultrashort Bond | $27.9M | 559,776 | 29.88% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 100 E Six Forks Rd
- Time zone
- ET (UTC-5)
- Office locations
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