CAPITAL INVESTMENT COUNSEL INC

RIASEC RegisteredEst. 1984

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$805K

Accounts

1,271

Employees

Advisory reps

Firm details

Headquarters: RALEIGH, North Carolina
CRD number: 104591
Registered since: March 20, 1984
Website: www.capital-invest.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI77.29%
Individuals11.96%
Pension & Profit Sharing Plans5.68%
Corporations / Businesses5.03%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Capital Investment Counsel Inc. is a corporation that has been SEC-registered since 1984 and serves both individual/family and institutional clients. The firm operates in dual capacities: it provides financial planning and portfolio management for individuals and small businesses while also maintaining registered representative activity with a broker-dealer. Ownership is a mix of domestic entity and individual interests. Fee arrangements are varied—percentage of AUM, hourly fees, fixed fees and commissions are all used. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not classified as a capital allocator. Industry affiliations include broker-dealer relationships, roles as an investment adviser, and ties to insurance company activities. Those operational links suggest a blended model where advisory and brokerage services coexist within the business.