Financial Symmetry Inc.
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 118443
- Registered since
- January 28, 2004
- Website
- www.financialsymmetry.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.45%
- Individuals9.45%
- Charitable Organizations0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Financial Symmetry Inc. is an independent, SEC-registered advisory firm (registered in 2004) operated under individual ownership. Its client base spans high-net-worth individuals and families as well as institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation is flexible—percentage-of-AUM fees are used alongside hourly and fixed-fee arrangements. The firm reports it is not an active ESG investor and is not designated as a multi-state adviser; it also does not act as a capital allocator, meaning it sources external managers rather than running in-house alternative funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
Heather Gudac
Partner & Chief Operating OfficerCRD 6470470
Contacts
3 of 18
Haley Modlin
Fee-only Financial PlannerCRD 7212588
William Ramsay
OwnerCRD 1382488
Niamh Douglas
Fee-Only Financial AdvisorCRD 7856125
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$283M in ETFs
10%
$28.1M
90%
$255M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $78.8M | 1,775,764 | 27.80% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 5438 Wade Park Blvd
- Time zone
- ET (UTC-5)
- Office locations
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