FINANCIAL SYMMETRY INC.
Firm details
- Headquarters
- RALEIGH, North Carolina
- CRD number
- 118443
- Registered since
- January 28, 2004
- Website
- www.financialsymmetry.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.45%
- Individuals9.45%
- Charitable Organizations0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Financial Symmetry Inc. is an independent registered investment adviser that has been SEC-registered since 2004 and is privately owned by an individual. The firm serves both individual/family and institutional clients, delivering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm is not identified as an ESG-focused investor and does not present itself as a separate capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1HEATHER GUDAC
Partner & Chief Operating OfficerCRD 6470470
Contacts
3 of 18Haley Modlin
Fee-only Financial PlannerCRD 7212588
WILLIAM RAMSAY
OwnerCRD 1382488
Niamh Douglas
Fee-Only Financial AdvisorCRD 7856125
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$271M in ETFs
11%
$29.8M
89%
$241M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $71.3M | 1,680,901 | 26.31% |
Location
RALEIGH, NC
WAKE
Location
RALEIGH, NC
Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- WAKE
- Address
- 5438 Wade Park Blvd
- Time zone
- ET (UTC-5)
- Office locations
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