FOUNDERS FINANCIAL ALLIANCE, LLC

RIASEC RegisteredEst. 2016

Total AUM

$1.2B

Discretionary

$1.2B

100% of AUM

Avg account

$280K

Accounts

4,229

Employees

Advisory reps

Firm details

Headquarters: RALEIGH, North Carolina
CRD number: 173011
Registered since: November 21, 2016
Website: foundersfa.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI65.19%
Individuals30.36%
Pension & Profit Sharing Plans2.3%
Corporations / Businesses1.48%
Charitable Organizations0.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Founders Financial Alliance, LLC is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2016. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Advisory services listed on the firm’s filings include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of other advisers. The firm reports an affiliation with an insurance company and does not identify as an active ESG investor.