SFG WEALTH MANAGEMENT

RIASEC RegisteredEst. 2016
Total AUM
$760M
Discretionary
$682M
90% of AUM
Avg account
$384K
Accounts
1,982
Employees
19
Advisory reps
10

Firm details

Headquarters
TOWSON, Maryland
CRD number
285785
Registered since
December 16, 2016
Website
sfgwm.com
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.06%
  • Individuals18.08%
  • Corporations / Businesses5.1%
  • Charitable Organizations1.56%
  • Pension & Profit Sharing Plans0.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

SFG Wealth Management is an independent registered investment adviser organized as an LLC and operating since 2016. The firm serves both individual and family clients as well as institutional accounts and functions as a capital allocator, including selection of third‑party managers. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and the selection of other advisers. The firm is not characterized as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

2 of 2

  • CHRISTINA HORCHAR

    Chief Operating OfficerCRD 6270821

  • WILLIAM SWARTZ

    Chief Business Development OfficerCRD 2348798

Contacts

3 of 8

  • LAWRENCE LEITCH

    FounderCRD 1672867

  • WILLIAM SOKOL

    Wealth AdvisorCRD 4659352

  • MICHAEL CRABB

    Financial PlannerCRD 5426139

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$301M in ETFs

Passive

49%

$148M

Active

25%

$153M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$36.3M474,55412.07%
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Location

Primary office

TOWSON, MD

BALTIMORE

Location

TOWSON, MD

Headquartered in TOWSON, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE
Address
1104 Kenilworth Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth