Financial Council, LLC

RIASEC Registered

Total AUM

$1.3B

Discretionary

$1.3B

100% of AUM

Avg account

$812K

Accounts

1,565

Employees

21

Advisory reps

8

Firm details

Headquarters: Towson, Maryland
CRD number: 110748
Registered since: February 26, 1996
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: HNWI87.92%
Individuals11.91%
Charitable Organizations0.17%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Financial Council, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 1996. The firm manages portfolios for high-net-worth individuals, families and institutional clients, offering discretionary portfolio management for both individuals/small businesses and for businesses or institutional accounts. Its compensation model is fee-based, calculated as a percentage of assets under management. The firm does not position itself as a capital allocator to private funds, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds90%
Exchange Traded Equities5%
Cash & Cash Equivalents4%
State & Local Bonds1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 61

Active vs passive

$381M in ETFs

Passive

43%

$165M

Active

56%

$216M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
CAPITAL GROUP GLOBAL GROWTH EQUITY ETF (CGGO)	Capital Group	Active	Global Large Stock Growth	$64.8M	1,627,950	17.01%

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Primary office

Towson, MD

Baltimore

Location

Towson, MD

Headquartered in Towson, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Baltimore
Address: 100 West Rd
Time zone: ET (UTC-5)
Office locations

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