RED OAK FINANCIAL GROUP

Overview

Red Oak Financial Group is an independent registered investment adviser organized as an LLC and SEC-registered since 2015. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that selects other advisers and third‑party managers as part of its offering. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and manager selection. Fee arrangements are a mix of percentage‑of‑AUM, hourly and fixed fees. The firm does not identify as an active ESG investor. Red Oak’s regulatory filing and service mix indicate a preference for equity exposure delivered through exchange‑traded instruments and separately managed strategies, while also using external managers for alternative allocations. The firm reports both discretionary and nondiscretionary client mandates and retains the ability to implement outside manager relationships on client portfolios.

Assets & Accounts

Public Holdings

Investments & Alternatives