BOLTON INVESTMENT

RIASEC RegisteredEst. 1994

Total AUM

$249M

Discretionary

$249M

100% of AUM

Avg account

$27.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: TOWSON, Maryland
CRD number: 104684
Registered since: July 6, 1994
Website: www.boltonusa.com
Custodians: LINCOLN FINANCIAL SERVICES, PRINCIPAL SECURITIES, INC., EMPOWER RETIREMENT, PNC WEALTH MANAGEMENT LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans99.17%
Charitable Organizations0.83%
Services: Pension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Bolton Investment is a corporate, institutional-focused advisor that has been SEC-registered since the mid-1990s and positions itself as a capital allocator and pension consultant. The firm’s advisory work centers on pension consulting and the selection of outside advisers, serving a small number of large institutional clients rather than retail households. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements, reflecting a mix of ongoing portfolio management and project-based consulting. The firm’s investment program emphasizes pooled public vehicles—primarily mutual funds—supported by allocations to third-party alternative managers and annuity solutions where appropriate for plan design. Bolton Investment is not identified as an active ESG investor in its filings. In 2020 the firm was named a Top RIA Firm to Watch by investor.com.