Sequoia Equities Securities Corporation

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Walnut Creek, California
CRD number
13848
Registered since
July 27, 1983

Firm profile

FINTRX

Overview

Sequoia Equities Securities Corporation is a registered corporate broker-dealer that first registered with the SEC in 1983 and is held by an individual owner. The firm’s profile in the source dataset is sparse: it is recorded as "Unclassified" and the record indicates it does not serve as a capital allocator or an active ESG investor. The firm is not identified as a multi-state adviser, not newly formed, and is not listed as a pension consultant or a related adviser. The source information does not disclose the firm’s client segments, fee structure, detailed business activities, or advisory offerings. A separate activities and affiliations entry was left blank in the source.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Diane Goodin

    FinOpCRD 3117840

  • Roger Coit

    Registered RepresentativeCRD 50331

  • Lauryn Ackley

    Lauryn Ackley

    PartnerCRD 5267330

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Walnut Creek, CA

Contra Costa

Location

Walnut Creek, CA

Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1655 N Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth