Sequoia Equities Securities Corporation

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Walnut Creek, California
CRD number
13848
Registered since
July 27, 1983

Firm profile

FINTRX

Overview

Sequoia Equities Securities Corporation is organized as a corporation and appears in FINTRX as an individually owned firm that registered with the SEC in 1983. The platform classifies the firm as "Unclassified" and indicates it is not a capital allocator. FINTRX also flags that Sequoia Equities Securities Corporation is not an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and does not serve as a pension consultant or related adviser. The firm did not provide a description of its business or advisory activities in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Roger Coit

    Registered RepresentativeCRD 50331

  • Diane Goodin

    FinOpCRD 3117840

  • Lauryn Ackley

    Lauryn Ackley

    RepresentativeCRD 5267330

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Walnut Creek, CA

Contra Costa

Location

Walnut Creek, CA

Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1655 N Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth