Sentinel Investment Planning, LLC

RIASEC Registered
Total AUM
$14.9M
Discretionary
$14.9M
100% of AUM
Avg account
$3.7M
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
283903
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI92.69%
  • Individuals7.31%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sentinel Investment Planning, LLC is a small, privately owned advisory firm organized as an LLC that provides fee-based portfolio management primarily for individual and family clients and small businesses. The firm charges a percentage-of-AUM advisory fee and does not position itself as an institutional capital allocator. Its stated activity is portfolio management rather than pension consulting or multi-state advisory work, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Derivatives 10%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 1%80%
  • Exchange Traded Equities80%
  • Derivatives10%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Anthony Williams

    Managing MemberCRD 5040427

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth