LGM CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2016
Total AUM
$14.9M
Discretionary
$14.9M
100% of AUM
Avg account
$14.9M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
PHOENIX, Arizona
CRD number
283872
Registered since
September 22, 2016
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

LGM Capital Management LLC is a small, SEC-registered investment adviser formed in 2016 and organized as a limited liability company. The firm identifies its client base as institutional and is structured to provide portfolio management for investment companies. Its stated business activity is a law firm, which suggests the advisory practice may be tied to or operate alongside legal services rather than a traditional multi-adviser wealth management franchise. LGM charges fees as a percentage of assets under management and does not position itself as a capital allocator to third-party managers. The firm is not an active ESG investor and is not listed as a multi-state adviser, consistent with a compact, single-client operating model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DAVID HSU

    Chief Compliance OfficerCRD 4140214

Contacts

1 of 1
  • Th Moring

    Co-FounderCRD 6704681

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PHOENIX, AZ

MARICOPA

Location

PHOENIX, AZ

Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
2325 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth