Ivan Capital Management, Inc.

RIASEC Registered
Total AUM
$14.9M
Discretionary
$14.9M
100% of AUM
Avg account
$1.7M
Accounts
9
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
114133
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Ivan Capital Management, Inc. is a small, independent registered investment adviser organized as a corporation and owned by domestic entities/individuals. The firm provides discretionary portfolio management mainly for individual and family clients (and small businesses), charging fees as a percentage of assets under management. Its regulatory filings indicate it also operates as an other financial product salesperson. The firm does not identify as an active ESG investor and does not report multi‑state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Cash & Cash Equivalents 8%, Other 3%, Investment Grade Corp Bonds 2%87%
  • Exchange Traded Equities87%
  • Cash & Cash Equivalents8%
  • Other3%
  • Investment Grade Corp Bonds2%

Contacts

1 of 1
  • Mark Ivan

    PresidentCRD 1190018

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth