Spring Delta Asset Management, LLC

RIASEC Registered
Total AUM
$14.9M
Discretionary
$14.9M
100% of AUM
Avg account
$157K
Accounts
95
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
307539
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Other
Client types
  • HNWI71.02%
  • Individuals28.98%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Spring Delta Asset Management, LLC is structured as a privately owned limited liability company operating as an independent registered investment adviser. The firm serves both individual and family clients alongside institutional relationships. Its advisory practice emphasizes discretionary portfolio management across retail and business/institutional mandates and also lists pension consulting among its services. Fee arrangements include percentage-of-assets-under-management billing as well as other fee structures. Spring Delta does not identify itself as an ESG-focused investor and is not reported as a multi-state or capital-allocating adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 7%83%
  • Exchange Traded Equities83%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds7%

Contacts

1 of 1
  • Michael Lackwood

    Michael Lackwood

    Founding PrincipalCRD 4742917

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
125 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth