FOCUS ASSET MANAGEMENT LLC

RIASEC Registered

Total AUM

$13.3M

Discretionary

$636K

5% of AUM

Avg account

$666K

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 304183
Website: www.focusassetmgmt.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals100%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Focus Asset Management LLC is an independent registered investment advisor that operates as a limited liability company. The firm primarily serves individual and family clients, offering a range of advisory services including financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Focus Asset Management LLC does not actively engage in ESG investing and is not classified as a multi-state adviser. The firm operates under a fee structure that includes a percentage of assets under management and fixed fees, positioning itself as a capital allocator in the financial services landscape.