SEASIDE WEALTH MANAGEMENT, INC.

RIASEC RegisteredEst. 2017
Total AUM
$459M
Discretionary
$455M
99% of AUM
Avg account
$391K
Accounts
1,175
Employees
12
Advisory reps
8

Firm details

Headquarters
CARLSBAD, California
CRD number
271039
Registered since
September 27, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.55%
  • Individuals23.45%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Seaside Wealth Management, Inc. is an independent, owner-operated registered investment adviser that began SEC registration in 2017. The firm focuses on individual and family clients, providing financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. Seaside operates as a capital allocator—deploying client assets into external managers when appropriate—and charges clients through a mix of percentage-of-AUM fees, hourly charges and fixed-fee arrangements. The firm does not describe itself as an active ESG investor and is not structured as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

3 of 8
  • Kade Kretzschmar

    Associate AdvisorCRD 8174611

  • Derek Finch

    Director of OperationsCRD 4895591

  • MATTHEW CALLAHAN

    Wealth ManagerCRD 5903787

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 57

Active vs passive

$354M in ETFs

Passive

71%

$251M

Active

29%

$104M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$114M355,40332.16%

Location

Primary office

CARLSBAD, CA

SAN DIEGO

Location

CARLSBAD, CA

Headquartered in CARLSBAD, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
6154 Innovation Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth