VISTICA WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2021
Total AUM
$260M
Discretionary
$244M
94% of AUM
Avg account
$644K
Accounts
404
Employees
5
Advisory reps
4

Firm details

Headquarters
CARLSBAD, California
CRD number
147297
Registered since
April 29, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI78.92%
  • Pension & Profit Sharing Plans11.68%
  • Individuals6.27%
  • Corporations / Businesses3.14%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Vistica Wealth Advisors, LLC is an independent registered investment adviser that began SEC registration in 2021 and operates as a limited liability company. The firm serves both individual and institutional clients, offering traditional wealth management services — financial planning, portfolio management for individuals and small businesses — and a mandate to select outside managers when appropriate. Vistica bills using a combination of percentage-of-AUM fees, hourly charges, and fixed fees. The firm describes itself as a capital allocator and reports being an active ESG investor, indicating that environmental, social and governance criteria are incorporated into at least some investment or manager-selection decisions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Cash & Cash Equivalents 13%, US Government Bonds 8%, State & Local Bonds 5%, Exchange Traded Equities 4%, Private Funds 2%67%
  • Public Funds/Mutual Funds67%
  • Cash & Cash Equivalents13%
  • US Government Bonds8%
  • State & Local Bonds5%
  • Exchange Traded Equities4%

Contacts

3 of 4
  • ALLEN REGAN

    Consulting AdvisorCRD 5282338

  • JEFFREY VISTICA

    Wealth AdvisorCRD 4327275

  • CHRISTINE SKOCZEK

    FounderCRD 3090498

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$94.8M in ETFs

Passive

17%

$16.2M

Active

83%

$78.6M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$20.3M523,11921.44%

Location

Primary office

CARLSBAD, CA

SAN DIEGO

Location

CARLSBAD, CA

Headquartered in CARLSBAD, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
2121 Palomar Airport Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth