Anchor Bay Capital, Inc.

RIASEC Registered
Total AUM
$247M
Discretionary
$243M
98% of AUM
Avg account
$1.3M
Accounts
191
Employees
6
Advisory reps
7

Firm details

Headquarters
Carlsbad, California
CRD number
116913
Registered since
June 13, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.71%
  • Individuals18.77%
  • Pension & Profit Sharing Plans1.53%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Anchor Bay Capital, Inc. is an independent registered investment adviser that has been SEC-registered since 2016. Organized as a corporation with an individual owner, the firm serves both individual and family clients as well as institutional investors. Its advisory model mixes fee approaches—percentage of assets under management, hourly charges and fixed fees—and its stated services include financial planning, portfolio management for individuals/small businesses and for institutions, and pension consulting services. Anchor Bay reports neither an ESG investing focus nor a multi-state adviser designation, and it does not operate as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, US Government Bonds 13%, Investment Grade Corp Bonds 5%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 2%, State & Local Bonds 1%74%
  • Exchange Traded Equities74%
  • US Government Bonds13%
  • Investment Grade Corp Bonds5%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • Tanner Wrisley

    Tanner Wrisley

    Chief Investment Officer and Financial AdvisorCRD 6750564

  • Matthew Large

    Matthew Large

    COOCRD 6251338

Contacts

3 of 5
  • James Allen

    James Allen

    PresidentCRD 1882869

  • Blake Pinyan

    Blake Pinyan

    Tax PreparerCRD 7031316

  • Stacey Buchholtz

    Stacey Buchholtz

    Associate Financial PlannerCRD 7173059

Unlock 2 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Carlsbad, CA

San Diego

Location

Carlsbad, CA

Headquartered in Carlsbad, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
5780 Fleet St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth