FINANCIAL FOCUS LLC

RIASEC RegisteredEst. 2018

Total AUM

$800M

Discretionary

$800M

100% of AUM

Avg account

$612K

Accounts

1,308

Employees

Advisory reps

Firm details

Headquarters: CARLSBAD, California
CRD number: 282177
Registered since: February 8, 2018
Website: financialfocusllc.com
Custodians: CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI63.25%
Charitable Organizations31.75%
Individuals4.63%
Pension & Profit Sharing Plans0.38%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Financial Focus LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2018. The firm serves individuals, families and some institutional clients, offering financial planning and portfolio management for individuals and small businesses; pension consulting services are also listed among its advisory activities. Compensation arrangements include percentage-of-AUM fees alongside hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not classified as a multi-state adviser.