Scott Braddock Financial,LLC

Overview

Scott Braddock Financial, LLC is an owner-operated limited liability company that appears to position itself as a small, fee-for-service advisory and insurance-broker business rather than a traditional asset-management RIA. The firm reports offering financial planning and educational services, producing periodicals or newsletters, and running workshops and seminars. It also lists the selection of other advisers among its advisory activities, which suggests the firm typically places clients with outside managers or specialists rather than operating a large in-house investment platform. The firm's commercial activities emphasize insurance brokerage alongside its advisory work. Its fee arrangements include hourly charges and fixed fees, plus unspecified “other” fee forms, consistent with a planning-focused practice that charges for advice and implementation oversight rather than asset-based fees. The record indicates the adviser is not an active ESG investor, is not structured as a multi-state adviser, and is not identified as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives