SAXONY SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
125
Avg account
$0

Firm details

Headquarters
SAINT LOUIS, Missouri
CRD number
115547
Registered since
February 13, 2002

Firm profile

FINTRX

Overview

Saxony Securities, Inc. is organized as a corporation and is classified as an investment bank. The firm has been SEC-registered since 2002. According to the available data, Saxony Securities does not act as a capital allocator and is not registered as a multi-state investment adviser. The reported ownership type is a domestic entity with individual ownership. The firm is not identified as an active ESG investor, and there is no indication it provides pension consulting or related-adviser services in the provided records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • THOMAS LEWIS

    Chief Compliance OfficerCRD 5951077

  • RYAN KLUMP

    Chief Operating OfficerCRD 4762698

  • JOHN MCARTHUR

    Senior Partner and Chief Investment OfficerCRD 4389397

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Contacts

3 of 118
  • WILLIAM BUSCH

    Registered RepresentativeCRD 5570827

  • JIMMIE MARBERRY

    RepresentativeCRD 4695803

  • SALVATORE COCIVERA

    President, Financial AdvisorCRD 1942283

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAINT LOUIS, MO

SAINT LOUIS

Location

SAINT LOUIS, MO

Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS
Address
11152 S Towne Sq
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth