Saxony Securities, Inc.
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 115547
- Registered since
- February 13, 2002
- Website
- www.saxonysecurities.com
Firm profile
FINTRXOverview
Saxony Securities, Inc. is organized as a corporation and is classified in regulatory filings as an investment bank. The firm has been SEC-registered since 2002 and is held by a domestic owner structure that includes individual ownership elements. Registry details indicate Saxony is not positioned as a capital allocator and does not market itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public-facing disclosures about the firm's day-to-day business lines, advisory mandates or client segments are limited. FINTRX records show no supplied information on the firm's activities and affiliations, and the registry classification is the primary source for understanding its role — namely, intermediary and capital markets functions rather than a discretionary wealth manager or large independent RIA.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 7
Thomas Lewis
Chief Compliance OfficerCRD 5951077

Ryan Klump
Chief Operating OfficerCRD 4762698

John Mcarthur
Senior Partner and Chief Investment OfficerCRD 4389397
Contacts
3 of 119
William Busch
Registered RepresentativeCRD 5570827

Jimmie Marberry
RepresentativeCRD 4695803

Salvatore Cocivera
President, Financial AdvisorCRD 1942283
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Saint Louis, MO
Saint Louis
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis
- Address
- 11152 S Towne Sq
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Stern Brothers & Co
Broker-DealerSaint Louis, MO
Stifel Independent Advisors, LLC
Broker-DealerSaint Louis, MO
FG Capital Lc
Broker-DealerSaint Louis, MO
Sauer, Dazey Investment Company
Broker-DealerSaint Louis, MO
Middle Market Transactions, Inc.
Broker-DealerSaint Louis, MO
Larson Financial Securities, LLC
Broker-DealerSaint Louis, MO