Saxony Securities, Inc.

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
126
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
115547
Registered since
February 13, 2002

Firm profile

FINTRX

Overview

Saxony Securities, Inc. is organized as a corporation and is classified in regulatory filings as an investment bank. The firm has been SEC-registered since 2002 and is held by a domestic owner structure that includes individual ownership elements. Registry details indicate Saxony is not positioned as a capital allocator and does not market itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public-facing disclosures about the firm's day-to-day business lines, advisory mandates or client segments are limited. FINTRX records show no supplied information on the firm's activities and affiliations, and the registry classification is the primary source for understanding its role — namely, intermediary and capital markets functions rather than a discretionary wealth manager or large independent RIA.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 7
  • Thomas Lewis

    Thomas Lewis

    Chief Compliance OfficerCRD 5951077

  • Ryan Klump

    Ryan Klump

    Chief Operating OfficerCRD 4762698

  • John Mcarthur

    John Mcarthur

    Senior Partner and Chief Investment OfficerCRD 4389397

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Contacts

3 of 119
  • William Busch

    William Busch

    Registered RepresentativeCRD 5570827

  • Jimmie Marberry

    Jimmie Marberry

    RepresentativeCRD 4695803

  • Salvatore Cocivera

    Salvatore Cocivera

    President, Financial AdvisorCRD 1942283

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
11152 S Towne Sq
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth