Sauer, Dazey Investment Company

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
16085
Registered since
January 28, 1985

Firm profile

FINTRX

Overview

Sauer, Dazey Investment Company is a corporate investment adviser that has been registered with the U.S. Securities and Exchange Commission since 1985. The firm’s ownership structure is reported as a combination of a domestic entity and individual ownership. FINTRX classifies the firm as unclassified, and the public profile supplies only a small set of administrative attributes rather than a detailed description of client segments or advisory services. Regulatory and operational flags on the record indicate the firm is not a capital allocator and is not designated as an active ESG investor. It is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser to another registered entity. Those attributes suggest a relatively narrow or localized regulatory footprint and a conservative public disclosure profile rather than a broad, multi-jurisdictional practice.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Lynn Cline

    Financial AdvisorCRD 2171718

  • Frederic Sauer

    Investment ProfessionalCRD 4825438

  • Michelle Myers

    OperationsCRD 6639954

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
7800 Forsyth Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth