SAGEGUARD FINANCIAL GROUP, LLC
Firm details
- Headquarters
- GOODLETTSVILLE, Tennessee
- CRD number
- 160266
- Registered since
- December 19, 2022
- Website
- www.sageguardfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals55.11%
- HNWI44.89%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sageguard Financial Group, LLC is an independent, SEC-registered registered investment adviser that positions itself as a capital allocator for individual and family clients. The firm provides a mix of financial planning and portfolio management for individuals and small businesses, and it also offers selection of other advisers and educational seminars. Its fee schedule includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. Sageguard was SEC-registered in 2022 and is organized as a limited liability company with individual ownership. The firm is not listed as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities37%
- Cash & Cash Equivalents3%
- Other3%
Owners & executives
2 of 2Patrick Wehrly
CEOCRD 5949029
Hannah Johnson
Chief Operating OfficerCRD 7806982
Contacts
3 of 14PAULA JOHNSON
MemberCRD 5827777
Mariah Box
Account ManagerCRD 8233680
John Brewington
Investment Adviser RepresentativeCRD 8250320
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 95Active vs passive
$329M in ETFs
67%
$221M
25%
$108M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF (JEPQ) | JP Morgan | Active | Derivative Income | $19.6M | 352,467 | 5.94% |
Location
GOODLETTSVILLE, TN
DAVIDSON
Location
GOODLETTSVILLE, TN
Headquartered in GOODLETTSVILLE, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.
- Metro area
- Nashville-Davidson--Murfreesboro, TN
- Region
- South
- County
- DAVIDSON
- Address
- 3066 Business Park Cir
- Time zone
- CT (UTC-6)
- Office locations
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