Sage Capital Advisors, LLC

RIASEC RegisteredEst. 2005
Total AUM
$630M
Discretionary
$557M
89% of AUM
Avg account
$1.2M
Accounts
522
Employees
8
Advisory reps
8

Firm details

Headquarters
Sioux Falls, South Dakota
CRD number
136577
Registered since
August 22, 2005
Website
www.sage-cap.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Corporations / Businesses53.2%
  • HNWI29.95%
  • Pension & Profit Sharing Plans11.49%
  • Individuals5.21%
  • Charitable Organizations0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sage Capital Advisors, LLC is an independent registered investment adviser formed as an LLC and SEC-registered since 2005. The firm acts as a capital allocator and advises both individual/family and institutional clients. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and client education through publications and seminars. Fee arrangements combine percentage-of-AUM billing and hourly charges. The firm does not position itself as an active ESG investor and notes an affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Public Funds/Mutual Funds 27%, Cash & Cash Equivalents 14%, US Government Bonds 2%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%52%
  • Exchange Traded Equities52%
  • Public Funds/Mutual Funds27%
  • Cash & Cash Equivalents14%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • Matthew Johnson

    Matthew Johnson

    Chief Investment OfficerCRD 2706737

Contacts

3 of 7
  • Travis Verdin

    Travis Verdin

    Managing DirectorCRD 6573815

  • Carl Rustin

    Director of Business DevelopmentCRD 5045788

  • Andrew Nugent

    Andrew Nugent

    Director of InvestmentsCRD 2446004

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 81

Active vs passive

$211M in ETFs

Passive

87%

$183M

Active

8%

$28.1M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$14.9M78,0027.03%
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Location

Primary office

Sioux Falls, SD

Minnehaha

Location

Sioux Falls, SD

Headquartered in Sioux Falls, SD, in the Midwest of the United States.

Region
Midwest
County
Minnehaha
Address
122 S Phillips Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth