RIA ADVISORY GROUP, LLC
Firm details
- Headquarters
- DES MOINES, Iowa
- CRD number
- 152566
- Registered since
- January 2, 2020
- Website
- riaadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals55.67%
- HNWI42.54%
- Corporations / Businesses1.61%
- Pension & Profit Sharing Plans0.17%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RIA Advisory Group, LLC is an SEC‑registered investment adviser operating as a limited liability company and owned by an individual. The firm provides portfolio management for individuals and small businesses and serves both individual/family and institutional clients. Its fee model is a percentage of assets under management. The adviser reports working relationships with outside professionals including accountants, law firms, and insurance companies. The firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Public Funds/Mutual Funds13%
- Cash & Cash Equivalents9%
- Private Funds1%
- Other1%
Contacts
3 of 26Paul Katsion
Investment Advisor RepresentativeCRD 6634116
BENJAMIN HECKART
Investment Advisor RepresentativeCRD 1713069
JOHN PEAK
Investment Advisor RepresentativeCRD 4489356
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$288M in ETFs
94%
$269M
2%
$18.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $47.5M | 82,381 | 16.52% |
Location
DES MOINES, IA
POLK
Location
DES MOINES, IA
Headquartered in DES MOINES, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- POLK
- Address
- 500 SW 7th St
- Time zone
- CT (UTC-6)
- Office locations
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