COMPASS FINANCIAL GROUP, INC

RIASEC RegisteredEst. 2012

Total AUM

$1.2B

Discretionary

$1.2B

100% of AUM

Avg account

$153K

Accounts

8,015

Employees

Advisory reps

Firm details

Headquarters: SIOUX FALLS, South Dakota
CRD number: 157109
Registered since: April 24, 2012
Website: compassfin.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI60.05%
Individuals39.86%
Charitable Organizations0.08%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Compass Financial Group, Inc. operates as an independent registered investment adviser that began SEC registration in 2012 and is owned by an individual principal. The firm focuses on individual and family clients and charges fees as a percentage of assets under management. Core advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. Compass maintains an industry relationship with an insurance company and has received several third‑party recognitions: a listing on Forbes' America's Top RIA Firms in 2023 and multiple appearances in Citywire’s "50 Growers Across America" series from 2022 through 2025.