Compass Financial Group, Inc

RIASEC RegisteredEst. 2012

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$524K

Accounts

2,826

Employees

Advisory reps

Firm details

Headquarters: Sioux Falls, South Dakota
CRD number: 157109
Registered since: April 24, 2012
Website: compassfin.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI62.42%
Individuals36.84%
Corporations / Businesses0.67%
Charitable Organizations0.07%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Compass Financial Group, Inc. is an independent, SEC-registered advisory firm operating under an individual ownership structure and registered since 2012. The firm serves both individual and family clients as well as institutional relationships, charging fees based on a percentage of assets under management. Core advisory offerings include financial planning, portfolio management for individuals and small businesses, and pension consulting. Compass does not identify as an active ESG investor and is not organized as a multi-state or related adviser. The firm has received external recognition, including inclusion on Citywire’s "50 Growers Across America" lists (2022–2025) and a placement on Forbes’ "America’s Top RIA Firms" in 2023. Custodial relationships are concentrated at Charles Schwab & Co., Inc.