Compass Financial Group, Inc

RIASEC Registered

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$525K

Accounts

2,826

Employees

Advisory reps

Firm details

Headquarters: Sioux Falls, South Dakota
CRD number: 157109
Registered since: April 24, 2012
Website: compassfin.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI62.39%
Individuals36.87%
Corporations / Businesses0.67%
Charitable Organizations0.07%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Compass Financial Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2012. The firm is organized as a corporation with individual ownership and positions itself as a fee-based adviser charging a percentage of assets under management. Its client mix includes both individuals and families as well as institutional relationships. Core advisory services reported include financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compass does not identify as an active ESG investor and its reporting does not indicate multi-state adviser status. The firm has received repeated industry recognition: Citywire named it to its "50 Growers Across America" list for 2022, 2023, 2024, 2025 and 2026, and Forbes included the firm among "America's Top RIA Firms" in 2023.