Elgethun Capital Management

RIASEC RegisteredEst. 2006

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$1.2M

Accounts

943

Employees

Advisory reps

Firm details

Headquarters: Sioux Falls, South Dakota
CRD number: 127616
Registered since: May 19, 2006
Website: www.elgethun.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI86.27%
Pooled Investment Vehicles7.54%
Individuals3.33%
Corporations / Businesses1.69%
Charitable Organizations1.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Elgethun Capital Management is an independent, owner-operated registered investment adviser that has been SEC-registered since 2006. The firm serves both individuals and families as well as institutional clients, offering a mix of financial planning, portfolio management across individual and pooled vehicles, pension-related advisory services, and client education through publications and seminars. Its fee model is flexible and includes percentage-of-AUM billing alongside hourly, fixed-fee arrangements and the ability to charge performance-based fees. On the product and sponsor side, Elgethun participates in pooled investment vehicles and lists industry roles such as sponsor, general partner and managing member of funds it sponsors or manages. The firm does not characterize itself as an active ESG investor.