S.L. Reed & Company

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
40744
Registered since
March 11, 1997

Firm profile

FINTRX

Overview

S.L. Reed & Company is organized as a corporation and is recorded as SEC-registered in 1997. FINTRX classifies the firm as "unclassified" and shows ownership attributed to both a domestic entity and an individual. Publicly captured metadata on the firm is sparse: there are no entries in the dataset for client segments, fee schedules, or detailed advisory business lines. Several operational flags are present in the profile. FINTRX indicates the firm is not a capital allocator and does not identify as an active ESG investor. The firm is not listed as a multi-state adviser, is not marked as a pension consultant, and is not recorded as a related adviser. The profile also shows the adviser is not newly formed, which is consistent with the 1997 SEC registration date. Taken together, the available information points to a small, longstanding corporate RIA with limited disclosure in the FINTRX snapshot. The absence of fee, client, and investment-model detail in the provided data makes it difficult to infer manager selection practices or portfolio construction approaches from this source alone.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Donald Bessler

    Donald Bessler

    Chief Investment OfficerCRD 2339382

Contacts

3 of 7
  • Vicki Redhouse

    Director of OperationsCRD 1667369

  • David Brant

    David Brant

    FinOpCRD 2718478

  • Katherine Galway

    Trading OperationsCRD 4983366

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
11111 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth