S.L. REED & COMPANY

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
40744
Registered since
March 11, 1997

Firm profile

FINTRX

Overview

S.L. Reed & Company is organized as a corporation and has been SEC-registered since 1997. Publicly available records classify the firm as "Unclassified" and list its ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is recorded as not being an active ESG investor. It is also not registered as a multi-state adviser and is not described as a newly formed adviser or a pension consultant. The firm has multiple physical locations, with five office sites on record, but it has not provided descriptive material about its business activities, advisory services, client segments, or manager allocation preferences. Those omissions limit the ability to profile its market positioning or service model beyond the basic corporate and registration facts above.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DONALD BESSLER

    Chief Investment OfficerCRD 2339382

  • SUZANNE RISSER

    Chief Compliance OfficerCRD 1303694

Contacts

3 of 7
  • VICKI REDHOUSE

    Director of OperationsCRD 1667369

  • David Brant

    FinOpCRD 2718478

  • KATHERINE GALWAY

    Trading OperationsCRD 4983366

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
11111 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth