Rockland Securities, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Warren, New Jersey
CRD number
127855
Registered since
January 2, 2004

Firm profile

FINTRX

Overview

Rockland Securities, LLC is organized as a limited liability company and shows SEC registration dating back to 2004. Publicly disclosed metadata classifies the firm as "Unclassified" and lists its owner type as a mix of a domestic entity and an individual. The firm does not identify itself as a capital allocator, and it is not flagged as an active ESG investor. Other registry flags indicate it is not a multi-state adviser, not newly formed, and not a pension consultant or a related adviser. The firm has provided very little detail about its advisory model or client segmentation: fields for client base, fee structure, business activities and advisory activities are blank in the source data. There are also no disclosed affiliations or activity listings, which limits what can be confirmed about how the firm sources business, structures fees, or delivers investment advice.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Christopher Chakford

    Christopher Chakford

    Founder & CEOCRD 2638492

Contacts

1 of 1
  • Richard Conroy

    Richard Conroy

    PresidentCRD 3164099

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Warren, NJ

Somerset

Location

Warren, NJ

Headquartered in Warren, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Somerset
Address
55 Mountain Blvd
Time zone
ET (UTC-5)
Office locations

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