ROCKLAND SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
DORAL, Florida
CRD number
127855
Registered since
January 2, 2004

Firm profile

FINTRX

Overview

Rockland Securities, LLC is organized as a limited liability company that has been SEC-registered since 2004. The firm is listed as owned by a domestic entity and an individual. The record classifies the business as "unclassified" and does not identify the firm as a capital allocator. It is not flagged as an active ESG investor, not registered as a multi-state adviser, and is not marked as a newly formed adviser, pension consultant, or related adviser. The source record does not disclose the firm's fee model, client mix, specific business lines, or advisory activities. Those omissions make it difficult to determine whether Rockland Securities operates primarily as an advisory firm, a broker-dealer, or in another capacity from this dataset alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • CHRISTOPHER CHAKFORD

    Founder & CEOCRD 2638492

Contacts

2 of 2
  • RICHARD CONROY

    PresidentCRD 3164099

  • Harris Dzwonkowski

    Registered RepresentativeCRD 6428780

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DORAL, FL

MIAMI DADE

Location

DORAL, FL

Headquartered in DORAL, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
3785 NW 82nd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth