Cavu Securities LLC

Broker-DealerFINRA MemberEst. 1975
Total AUM
—
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
6906
Registered since
August 22, 1975

Firm profile

FINTRX

Overview

Cavu Securities LLC is organized as a limited liability company and is recorded as SEC-registered since 1975. Ownership is reported as a combination of a domestic entity and an individual. The firm’s regulatory classification is listed as “unclassified,” and the public record provides very little about its business lines or client segments. The firm does not identify itself as a capital allocator and is not flagged as an active ESG investor. It also is not reported as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. Fields for advisory activities, fee structure, and client base are not populated in the available data, so the firm’s service mix and target clients are not described in the source material.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Gregory Parsons

    Gregory Parsons

    CEOCRD 3148868

  • Nicolas Medina

    Chief Compliance OfficerCRD 2413385

  • Lewis Goldman

    Founder & Chief Executive OfficerCRD 1357745

Contacts

3 of 12
  • Karl Lohwater

    Operations PrincipalCRD 2684561

  • Timothy Mullaney

    Timothy Mullaney

    ​President and FounderCRD 1897849

  • Karin Sheehy

    Registered RepresentativeCRD 855035

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
331 Newman Springs Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth