Cavu Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
6906
Registered since
August 22, 1975

Firm profile

FINTRX

Overview

Cavu Securities LLC is organized as a limited liability company with domestic ownership and individual ownership interests. Publicly reported metadata classifies the firm as "unclassified" rather than assigning it a traditional advisory category; the record also indicates it does not function as a capital allocator and is not identified as an active ESG investor. Available disclosures flag the firm as not operating as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The public summary does not include detail on fee schedules, advisory programs, client segments, or day-to-day business activities.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Gregory Parsons

    Gregory Parsons

    CEOCRD 3148868

  • Nicolas Medina

    Chief Compliance OfficerCRD 2413385

  • Lewis Goldman

    Founder & CEOCRD 1357745

Contacts

3 of 11
  • Karl Lohwater

    Operations PrincipalCRD 2684561

  • Timothy Mullaney

    Timothy Mullaney

    ​President and FounderCRD 1897849

  • Karin Sheehy

    Registered RepresentativeCRD 855035

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
331 Newman Springs Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth