Cavu Securities LLC

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
6906
Registered since
August 22, 1975

Firm profile

FINTRX

Overview

Cavu Securities LLC is organized as a limited liability company that has been SEC-registered since 1975. Ownership is identified as a mix of a domestic entity and an individual. The firm is classified as "Unclassified" in the source data and is not listed as a capital allocator. FINTRX flags indicate Cavu Securities is not an active ESG investor, is not registered as a multistate adviser, is not newly formed, and does not identify as a pension consultant or a related adviser. The firm has not supplied details on client segments, fee schedules, specific business activities, or the nature of advisory services it offers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Gregory Parsons

    Gregory Parsons

    CEOCRD 3148868

  • Nicolas Medina

    Chief Compliance OfficerCRD 2413385

  • Lewis Goldman

    Founder & Chief Executive OfficerCRD 1357745

Unlock 1 more executives

Contacts

3 of 16
  • James Hobgood

    WholesalerCRD 4870897

  • Karl Lohwater

    Operations PrincipalCRD 2684561

  • Timothy Mullaney

    Timothy Mullaney

    ​President and FounderCRD 1897849

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
331 Newman Springs Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth