THE VERTICAL GROUP

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
RED BANK, New Jersey
CRD number
104353
Registered since
March 19, 2001

Firm profile

FINTRX

Overview

The Vertical Group is organized as a limited liability company and has been registered with the SEC since 2001. Public filings identify ownership as a combination of a domestic entity and an individual, and the adviser is categorized as unclassified in available records. Available profile flags indicate the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is also marked as not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The firm has not supplied further detail on its client base, fee structure, advisory activities, or industry affiliations in the source data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ROBERT SCHAFFER

    CEOCRD 2743384

Contacts

3 of 13
  • ABDULKERIM KARAOGLU

    Sales TraderCRD 4875077

  • THOMAS MARTIN

    Managing DirectorCRD 2363939

  • LARRY LEVY

    Sales TraderCRD 308288

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RED BANK, NJ

MONMOUTH

Location

RED BANK, NJ

Headquartered in RED BANK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MONMOUTH
Address
130 Maple Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth