NCG Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
160481
Registered since
May 2, 2013

Firm profile

FINTRX

Overview

NCG Securities LLC is registered with the SEC as a limited liability company that first appeared in the registry in 2013. The firm's ownership is listed as a combination of a domestic entity and an individual, and its public profile in the snapshot is minimal: it carries an "unclassified" designation and several registry flags are negative — it is not identified as a capital allocator, not an active ESG investor, not a multistate adviser, not newly formed, not a pension consultant, and it does not list a related adviser. Fields for advisory activities, fee structure and client base are blank in the available record, indicating limited disclosure about day-to-day business operations or how the firm positions itself in the market.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Michelle Bennett

    Michelle Bennett

    Executive Vice PresidentCRD 4456604

  • Jocelyn Degroote

    Jocelyn Degroote

    Senior Vice PresidentCRD 5054086

  • Joanne Spears

    Joanne Spears

    Senior Vice President, Financial PlanningCRD 4638755

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
12 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth