NCG Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
160481
Registered since
May 2, 2013

Firm profile

FINTRX

Overview

NCG Securities LLC is a limited liability company that appears in SEC records as of 2013. The firm's ownership is recorded as a combination of a domestic entity and an individual. Publicly available details on the firm's business model, advisory activities, and client demographics are sparse; the snapshot classifies the firm as unclassified and does not identify it as a capital allocator. The firm is not marked as an active ESG investor, is not registered as a multistate adviser, and is not listed as a pension consultant or related adviser in the provided dataset. No additional information about its operating lines, affiliations, or specific service offerings was supplied in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Michelle Bennett

    Michelle Bennett

    Executive Vice PresidentCRD 4456604

  • Jocelyn Degroote

    Jocelyn Degroote

    Senior Vice PresidentCRD 5054086

  • Joanne Spears

    Joanne Spears

    Senior Vice President, Financial PlanningCRD 4638755

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
12 Broad St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth