NCG SECURITIES LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
RED BANK, New Jersey
CRD number
160481
Registered since
May 2, 2013

Firm profile

FINTRX

Overview

NCG Securities LLC is a limited liability company that has been SEC-registered since 2013. The firm's ownership is listed as a combination of a domestic entity and an individual. Public disclosures classify the advisor as unclassified and provide minimal detail about its business model. Available flags indicate it is not a capital allocator, does not self-identify as an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and does not act as a pension consultant or as a related adviser. The firm has not supplied descriptive information about its client segments, fee schedules, specific advisory services, or core business activities, which limits what can be inferred about its target market or service mix.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • MICHELLE BENNETT

    Executive Vice PresidentCRD 4456604

  • JOCELYN DEGROOTE

    Senior Vice PresidentCRD 5054086

  • DAVID M DIPIERO

    CRD 6708748

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RED BANK, NJ

MONMOUTH

Location

RED BANK, NJ

Headquartered in RED BANK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MONMOUTH
Address
12 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth