NCG Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
160481
Registered since
May 2, 2013

Firm profile

FINTRX

Overview

NCG Securities LLC is organized as a limited liability company and has been SEC-registered since 2013. Public filings indicate ownership structure that involves both a domestic entity and an individual, but the firm is otherwise listed as "unclassified" in the available snapshot, with limited detail about its business lines or advisory models. The firm does not identify itself as a capital allocator and is not flagged as an active ESG investor. It is not listed as a multi-state adviser, newly formed adviser, pension consultant, or a related adviser according to the provided record. Key items such as client types, fee structure, and specific advisory activities were not supplied in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Michelle Bennett

    Michelle Bennett

    Executive Vice PresidentCRD 4456604

  • Jocelyn Degroote

    Jocelyn Degroote

    Senior Vice PresidentCRD 5054086

  • Barbara Lancia

    Barbara Lancia

    Senior Vice President, OperationsCRD 5977104

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
12 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth