NW Capital Markets Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
Bloomfield, New Jersey
CRD number
17622
Registered since
March 19, 1986

Firm profile

FINTRX

Overview

NW Capital Markets Inc. is organized as a corporation and appears in regulatory records with an SEC registration dating back to 1986. Ownership is listed as a domestic entity and individual, while the firm's regulatory classification is recorded as unclassified. The available profile provides only high-level metadata rather than a description of products, target clients, or advisory processes. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not characterized as a multi-state adviser or a pension consultant. It is also not listed as a related adviser and is not newly formed. Fee arrangements, specific advisory activities, and the types of clients served are not disclosed in the data provided.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 17
  • Michael Hanley

    Michael Hanley

    PrincipalCRD 4246370

  • Edward Dempsey

    Edward Dempsey

    Senior Vice PresidentCRD 2728786

  • Daniel Mariniello

    Daniel Mariniello

    PrincipalCRD 2937534

Unlock 14 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bloomfield, NJ

Essex

Location

Bloomfield, NJ

Headquartered in Bloomfield, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
522 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth