NW CAPITAL MARKETS INC.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
BLOOMFIELD, New Jersey
CRD number
17622
Registered since
March 19, 1986

Firm profile

FINTRX

Overview

NW Capital Markets Inc. is organized as a corporation and has been SEC-registered since 1986. The firm is classified as a domestic entity with individual ownership and appears in the dataset as an unclassified advisory organization. It is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Publicly available snapshot data for this firm is sparse: the dataset used here supplies basic regulatory and structural flags but provides little granular description of the firm's client segments, fee schedules, or core advisory services. That suggests either a narrow or specialized operating footprint or limited reporting in the source used.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 17
  • MICHAEL HANLEY

    PrincipalCRD 4246370

  • EDWARD DEMPSEY

    Senior Vice PresidentCRD 2728786

  • DANIEL MARINIELLO

    PrincipalCRD 2937534

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BLOOMFIELD, NJ

ESSEX

Location

BLOOMFIELD, NJ

Headquartered in BLOOMFIELD, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ESSEX
Address
522 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth