NW Capital Markets Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
Bloomfield, New Jersey
CRD number
17622
Registered since
March 19, 1986

Firm profile

FINTRX

Overview

NW Capital Markets Inc. is registered as a corporation and has been on the SEC radar since 1986. The snapshot data classifies ownership as a domestic entity/individual and does not place the firm into a more specific advisory category. The record confirms the firm is not identified as a capital allocator, is not a multi-state adviser, does not position itself as an active ESG investor, and is not listed as a pension consultant or related adviser. Public disclosures provided to FINTRX do not include descriptions of the firm’s advisory activities, client types, fee structure, or broader business lines. The limited profile and absence of activity detail in the dataset suggest NW Capital Markets Inc. either operates outside typical RIA functions or does not currently report advisory operations in FINTRX. Treat this profile as a high-level administrative snapshot rather than a description of an active wealth-management platform.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 17
  • Edward Dempsey

    Edward Dempsey

    Senior Vice PresidentCRD 2728786

  • James Fagan

    James Fagan

    Managing DirectorCRD 203698

  • Albert Deangelis

    Albert Deangelis

    Senior Vice PresidentCRD 500213

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bloomfield, NJ

Essex

Location

Bloomfield, NJ

Headquartered in Bloomfield, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
522 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth