ESSEX SECURITIES LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
JERSEY CITY, New Jersey
CRD number
46605
Registered since
October 7, 1999

Firm profile

FINTRX

Overview

Essex Securities LLC is organized as a limited liability company and has been SEC-registered since 1999. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s regulatory profile is listed as unclassified. Available reporting does not detail the firm’s advisory offerings or client segments. FINTRX flags several governance/operational attributes: the firm is not identified as a capital allocator, is not flagged as an active ESG investor, is not a multistate adviser, and is not recorded as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lloyd Shepetin

    Chief Compliance OfficerCRD 1263121

  • PRAKASH GUPTA

    Chief Executive OfficerCRD 5784605

Contacts

3 of 8
  • GREGORY VANWINKLE

    Registered RepresentativeCRD 1056407

  • DANNY WEEKS

    Head of Fixed Income and TradingCRD 500534

  • JOSEPH BOYLE

    Public Finance BankerCRD 1729586

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

JERSEY CITY, NJ

HUDSON

Location

JERSEY CITY, NJ

Headquartered in JERSEY CITY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
HUDSON
Address
95 Christopher Columbus Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth