Essex Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
46605
Registered since
October 7, 1999

Firm profile

FINTRX

Overview

Essex Securities LLC is organized as a limited liability company and is owned by a combination of a domestic entity and an individual. The firm is classified as "unclassified" in the available record, and the snapshot identifies several operational flags: it does not act as a capital allocator, it is not an active ESG investor, it is not designated as a multi-state adviser, it is not newly formed, and it is not listed as a pension consultant or a related adviser. The public snapshot contains only high-level firm attributes and does not include granular detail about client segments, fee arrangements, specific advisory or business activities, or investment mandates. That limits visibility into how the firm sources clients, structures fees, or positions its advisory offerings.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lloyd Shepetin

    Chief Compliance OfficerCRD 1263121

  • Prakash Gupta

    Chief Executive OfficerCRD 5784605

Contacts

3 of 7
  • John Watson

    John Watson

    Registered RepresentativeCRD 6327943

  • Matthew Stevens

    Wealth ManagerCRD 725155

  • Gregory Vanwinkle

    Registered RepresentativeCRD 1056407

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
95 Christopher Columbus Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth