Pershing LLC

Broker-DealerFINRA MemberEst. 1973
Total AUM
Advisory reps
931
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
7560
Registered since
April 23, 1973

Firm profile

FINTRX

Overview

Pershing LLC is listed as a limited liability company that the data classifies as an investment bank and shows as SEC-registered since 1973. Ownership is recorded as a mix of domestic entity and individual. The snapshot indicates Pershing does not act as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided further detail about its specific business activities or advisory services in the supplied dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Peter Cole

    Peter Cole

    Chief AML OfficerCRD 6144527

  • Ranjit Samra

    Ranjit Samra

    CIOCRD 2307331

  • Eric David

    Eric David

    COOCRD 3132045

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Contacts

3 of 922
  • Christopher Rodriguez

    Christopher Rodriguez

    DirectorCRD 5590755

  • Felix Torres

    AssociateCRD 5998706

  • Liwei Zhang

    Liwei Zhang

    Vice PresidentCRD 6707557

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
1 Pershing Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth