PERSHING LLC

Broker-DealerFINRA MemberEst. 1973
Total AUM
Advisory reps
947
Avg account
$0

Firm details

Headquarters
JERSEY CITY, New Jersey
CRD number
7560
Registered since
April 23, 1973

Firm profile

FINTRX

Overview

Pershing LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm has been SEC-registered since 1973. Ownership is noted as a mix of domestic entities and individuals. The snapshot data flags several negative indicators about the firm's role: it is not listed as a capital allocator, it does not identify as an active ESG investor, and it is not reported as a multi-state adviser or a pension consultant. The profile also marks the firm as neither newly formed nor a related adviser to another registered entity. Key operating details such as client base, fee structure, specific business activities and advisory services were not disclosed in the provided dataset.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • PETER COLE

    Chief AML OfficerCRD 6144527

  • RANJIT SAMRA

    CIOCRD 2307331

  • NINA WEISS

    Chief Compliance OfficerCRD 2642331

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Contacts

3 of 940
  • Christopher Rodriguez

    DirectorCRD 5590755

  • FELIX TORRES

    AssociateCRD 5998706

  • LIWEI ZHANG

    Vice PresidentCRD 6707557

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

JERSEY CITY, NJ

HUDSON

Location

JERSEY CITY, NJ

Headquartered in JERSEY CITY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
HUDSON
Address
1 Pershing Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth