ADP Broker-Dealer, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
880
Avg account
$0

Firm details

Headquarters
Roseland, New Jersey
CRD number
37693
Registered since
March 29, 1995

Firm profile

FINTRX

Overview

ADP Broker-Dealer, Inc. is organized as a corporation and appears in regulatory records as an SEC-registered broker-dealer since 1995. The ownership is domestic and tied to individuals rather than another corporate parent. Regulatory attributes in the snapshot classify the firm as unclassified and indicate it does not operate as a capital allocator. The firm does not identify as an active ESG investor, a multi-state investment adviser, a pension consultant, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Juanita Hanley

    Juanita Hanley

    Chief Compliance OfficerCRD 5217439

Contacts

3 of 879
  • Melvin Thomas

    Registered RepresentativeCRD 2152741

  • Martha Diaz

    Martha Diaz

    Registered RepresentativeCRD 4202647

  • Shayne Elzy

    Shayne Elzy

    Account ExecutiveCRD 8194699

Unlock 876 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Roseland, NJ

Essex

Location

Roseland, NJ

Headquartered in Roseland, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
1 Adp Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth