Retirement Capital Strategies, Inc.
Firm details
- Headquarters
- San Jose, California
- CRD number
- 139009
- Registered since
- January 4, 2010
- Website
- rcsadvisor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.73%
- Individuals26.13%
- Corporations / Businesses1.94%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Retirement Capital Strategies, Inc. is an independent registered investment adviser formed in 2010 and owned by an individual principal. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation is flexible across asset-based fees, hourly charges, and fixed-fee engagements. The firm identifies itself as an active ESG investor and shows a bias toward equity allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Non-Exchange Traded Equities11%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2
Thomas Vaughan
CEO and Co-FounderCRD 1721660
Theresa Vasquez
Chief Compliance OfficerCRD 4722635
Contacts
2 of 2
Easan Arulanantham
Wealth Management AdvisorCRD 7015816
Camilla Neri
Co-FounderCRD 706530
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 63Active vs passive
$301M in ETFs
87%
$261M
11%
$40M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL WORLD STOCK INDEX FUND (VT) | Vanguard | Passive | Global Large Stock Blend | $34.2M | 217,779 | 11.36% |
Location
San Jose, CA
Santa Clara
Location
San Jose, CA
Headquartered in San Jose, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1190 Saratoga Ave
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
DWR Wealth Management, LLC
RIASan Jose, CA
Legacy Wealth Advisors, LLC
RIASan Jose, CA
Potentia Wealth
RIASan Jose, CA
TTP Investments, Inc.
RIASan Jose, CA
Betterwealth LLC
RIASan Jose, CA
Corinthian Wealth Management
RIASan Jose, CA