DWR Wealth Management, LLC
Firm details
- Headquarters
- San Jose, California
- CRD number
- 133743
- Registered since
- August 24, 2021
- Website
- www.dwrwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.67%
- Individuals10.56%
- Pension & Profit Sharing Plans8.6%
- Charitable Organizations1.04%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
DWR Wealth Management, LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2021 and owned by an individual. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory services, as reported on its Form ADV, include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services and selection of other advisers. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities14%
- Cash & Cash Equivalents8%
- US Government Bonds1%
Contacts
3 of 3
David Rousselot
Managing Partner and PrincipalCRD 2594478
Ricky Dunham
Managing Partner, Wealth Advisor, Registered PrincipalCRD 4907746
Tracy Newquist
Managing Partner, Wealth AdvisorCRD 4338710
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
San Jose, CA
Santa Clara
Location
San Jose, CA
Headquartered in San Jose, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1884 The Alameda
- Time zone
- PT (UTC-8)
- Office locations
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