ALIGN WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2026

Total AUM

$117M

Discretionary

$117M

100% of AUM

Avg account

$763K

Accounts

153

Employees

Advisory reps

Firm details

Headquarters: SAN JOSE, California
CRD number: 323615
Registered since: March 26, 2026
Website: www.alignmywealth.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.78%
Individuals10.22%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Align Wealth Management, LLC is an independent registered investment adviser that serves individual and family clients. The firm combines financial planning with discretionary portfolio management and offers selection-of-advisor services, positioning itself as a capital allocator that can place client capital with third‑party managers. Its documented service mix also references pension consulting and portfolio management for small businesses, though the bulk of activity appears focused on private-client wealth management. Investment approach tilts heavily toward public funds and ETFs, with an emphasis on manager-sourced fund allocations. Align Wealth Management does not identify as an active ESG investor and operates as a single-state adviser in its filings. Fee arrangements include asset-based fees alongside hourly and fixed-fee options, which supports flexibility for clients with differing planning and implementation needs.