Align Wealth Management, LLC

RIASEC RegisteredEst. 2026
Total AUM
$117M
Discretionary
$117M
100% of AUM
Avg account
$763K
Accounts
153
Employees
2
Advisory reps
2

Firm details

Headquarters
San Jose, California
CRD number
323615
Registered since
March 26, 2026
Website
www.alignmywealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.78%
  • Individuals10.22%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Align Wealth Management, LLC is an independent registered investment adviser structured as an LLC and owned by an individual. The firm serves primarily individual and family clients and acts as a capital allocator, combining financial planning with discretionary portfolio management. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm bills clients via a mix of percentage-of-AUM, hourly, and fixed fees. Align identifies as a non-ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, State & Local Bonds 18%, Exchange Traded Equities 10%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Investment Grade Corp Bonds 1%70%
  • Public Funds/Mutual Funds70%
  • State & Local Bonds18%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • Christopher Thomas

    Christopher Thomas

    CEO & Wealth AdvisorCRD 4306408

Contacts

1 of 1
  • Giulia Thomas

    Giulia Thomas

    Director of Client SuccessCRD 7826706

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$112M in ETFs

Passive

38%

$42.9M

Active

62%

$69M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$35.2M1,581,83331.44%
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Location

Primary office

San Jose, CA

Santa Clara

Location

San Jose, CA

Headquartered in San Jose, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
1850 Hamilton Ave
Time zone
PT (UTC-8)
Office locations

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