Firsthand Capital Management, Inc.

RIASEC RegisteredEst. 2009
Total AUM
$58.6M
Discretionary
$58.6M
100% of AUM
Avg account
$19.5M
Accounts
3
Employees
5
Advisory reps
3

Firm details

Headquarters
San Jose, California
CRD number
150647
Registered since
July 9, 2009
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Firsthand Capital Management, Inc. is an SEC-registered institutional RIA that has been active since 2009 and is owned by an individual. The firm focuses on institutional clients and provides portfolio management services to investment companies. Its compensation structure combines an asset-based fee with the potential for performance-based fees, which is consistent with its role as sponsor or general partner for pooled investment vehicles. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Omar Billawala

    Omar Billawala

    Chief Operating OfficerCRD 4359871

  • Kevin Landis

    Kevin Landis

    CEO and Chief Investment OfficerCRD 3181542

Contacts

1 of 1
  • Kelvin Leung

    Kelvin Leung

    General CounselCRD 4258407

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Jose, CA

Santa Clara

Location

San Jose, CA

Headquartered in San Jose, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
3031 Tisch Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth