BETTERWEALTH LLC

RIASEC RegisteredEst. 2015
Total AUM
$660M
Discretionary
$648M
98% of AUM
Avg account
$489K
Accounts
1,349
Employees
6
Advisory reps
5

Firm details

Headquarters
SAN JOSE, California
CRD number
226661
Registered since
May 26, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI91.3%
  • Individuals6.78%
  • Pension & Profit Sharing Plans1.92%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Betterwealth LLC is an independent, SEC-registered RIA formed in 2015 and organized as an LLC under individual ownership. The firm serves both high-net-worth individuals and institutional clients, charging fees as a percentage of assets under management. Its advisory services span financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and the selection of other advisers. Betterwealth identifies as an active ESG investor and describes itself as a capital allocator, indicating a willingness to deploy client capital through third-party managers or funds when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 10%, Cash & Cash Equivalents 9%, US Government Bonds 1%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents9%
  • US Government Bonds1%

Owners & executives

1 of 1
  • SUZANNE COX

    COOCRD 2318241

Contacts

3 of 4
  • Jesse Lownsbury

    PrincipalCRD 7395603

  • WINFIELD STAUFFER

    PrincipalCRD 4488351

  • Andrew Howard

    PrincipalCRD 4752191

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$477M in ETFs

Passive

16%

$74.9M

Active

67%

$402M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$110M2,830,50923.06%

Location

Primary office

SAN JOSE, CA

SANTA CLARA

Location

SAN JOSE, CA

Headquartered in SAN JOSE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
1475 Saratoga Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth