CONCENTRUM WEALTH MANAGEMENT

RIASEC RegisteredEst. 2013
Total AUM
$987M
Discretionary
$983M
100% of AUM
Avg account
$638K
Accounts
1,546
Employees
7
Advisory reps
6

Firm details

Headquarters
SAN JOSE, California
CRD number
167151
Registered since
April 19, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI82.3%
  • Individuals7.43%
  • Pension & Profit Sharing Plans7.25%
  • Corporations / Businesses2.95%
  • Charitable Organizations0.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Concentrum Wealth Management is an independent, SEC-registered RIA organized as a corporation and privately owned. The firm markets itself to both individual and family clients as well as institutional accounts, and it functions as a capital allocator that selects outside managers when appropriate. Advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and manager selection. Its fee arrangements include asset-based fees, hourly charges and fixed fees. Concentrum is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, Public Funds/Mutual Funds 36%, Non-Exchange Traded Equities 9%, Private Funds 5%, Cash & Cash Equivalents 5%, US Government Bonds 4%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%39%
  • Exchange Traded Equities39%
  • Public Funds/Mutual Funds36%
  • Non-Exchange Traded Equities9%
  • Private Funds5%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Jonathan Kasting

    Chief Compliance OfficerCRD 7176479

Contacts

3 of 5
  • GLENN YOUNG

    Wealth AdvisorCRD 3130060

  • JEFFERY FONG

    Managing PartnerCRD 2472690

  • JAY FONG

    Managing PartnerCRD 3242313

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 80

Active vs passive

$167M in ETFs

Passive

94%

$157M

Active

3%

$9.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK SEMICONDUCTOR ETF (SMH)VanEckPassiveTechnology$11M28,6576.59%

Location

Primary office

SAN JOSE, CA

SANTA CLARA

Location

SAN JOSE, CA

Headquartered in SAN JOSE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
353 Piercy Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth