RAYMOND JAMES (USA) LTD

Overview

Raymond James (USA) Ltd. is organized as a corporation and operates principally as a bank broker-dealer that also serves as a capital allocator. The firm serves both individual and institutional clients and charges advisory fees on a percentage of assets under management. Its regulatory record lists SEC registration beginning in 2011 and the ownership structure is identified as a combination of a foreign entity and an individual. Core business activities combine broker‑dealer functions with advisory services that include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and the publication of periodicals or newsletters. The firm reports industry affiliations that extend beyond brokerage to include other investment adviser roles, banking or thrift, trust company and insurance company relationships. It does not identify itself as an active ESG investor, a multi‑state adviser, a newly formed adviser, a pension consultant, or as a related adviser.

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Location & Offices