MIDWESTERN SECURITIES TRADING CO.,LLC

Overview

Midwestern Securities Trading Co, LLC operates as an independent broker‑dealer and capital allocator serving both individual & family clients and select institutional relationships. The firm combines brokerage, insurance distribution and advisory work — offering financial planning, portfolio management for individuals and small businesses, pension consulting support, manager selection and investor education. Its business model blends commission-based brokerage with fee arrangements (percentage of AUM, hourly and fixed fees), and it runs both discretionary and non‑discretionary programs. Investment activity centers on equity exposure delivered through exchange‑traded instruments and separately managed accounts, with a meaningful allocation to external alternative managers for private equity and real estate. As a capital allocator, the firm places client assets with third‑party managers where specialist expertise is needed, while maintaining core exposure via traded equities and mutual funds. The firm does not present itself as an ESG active investor and appears focused on conventional asset allocation, tax‑aware implementation and customized SMA solutions for higher‑net‑worth clients.

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Public Holdings

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Location & Offices