Pundion LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
156169
Registered since
November 28, 2011

Firm profile

FINTRX

Overview

Pundion LLC is organized as a limited liability company and is listed as an SEC-registered adviser since 2011. The firm is identified as an unclassified adviser and the ownership is recorded as a combination of a domestic entity and an individual. FINTRX notes that Pundion does not identify as a capital allocator and is not flagged as an active ESG investor. The firm has provided little to no public detail about its business model, client types, advisory activities or affiliations. The available records do not describe investment mandates, target client segments, fee arrangements, or the products and services the firm offers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Alon Wasserman

    CIOCRD 4544398

  • Michael Lewin

    CEOCRD 5886440

  • Timothy Cox

    Managing Director, Chief Compliance OfficerCRD 5115391

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Contacts

3 of 4
  • Yael Rosen

    Yael Rosen

    Compliance OfficerCRD 6923608

  • Shlomo Ahal

    TraderCRD 5882415

  • Laurence Mayer

    TraderCRD 6424104

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
230 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth