Proof Services LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
306369
Registered since
July 20, 2020

Firm profile

FINTRX

Overview

Proof Services LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered adviser with a registration year of 2020. Ownership is recorded as a mix of a domestic entity and an individual. The firm's regulatory classification is listed as unclassified. FINTRX flags several negative attributes rather than active service lines: Proof Services LLC is not recorded as a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser, and is not a pension consultant or related adviser. The dataset does not provide detail on the firm's client segments, fee schedule, or specific advisory activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Nilanjana Das

    Nilanjana Das

    Chief Operating OfficerCRD 5371806

  • Daniel Aisen

    Daniel Aisen

    CEOCRD 5563742

  • Marcio Alexandre Marar Moreno

    Marcio Alexandre Marar Moreno

    Chief Technology OfficerCRD 7034083

Contacts

3 of 8
  • William Guinan

    William Guinan

    Head of SalesCRD 3089830

  • Anna Cross

    Anna Cross

    AccountantCRD 5894013

  • Allison Bishop

    Allison Bishop

    PresidentCRD 6663144

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
176 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth